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Senior Compliance Testing & Reporting Specialist

HK Financial Services

in Dubuque, IA

HK Financial Services (HKFS), a top 100 wealth manager, (Forbes, 2015) is seeking a highly motivated individual to join our team as a senior compliance testing & reporting specialist.

Responsibilities may include:

  • Performing all plan compliance testing requirements, including cross testing
  • Preparing Form 5500 and 5500-SF Annual Return/Report of Employee Benefit Plans
  • Supporting audit inquiries and governmental filings
  • Communicating with internal and external partners
  • Researching and deciphering Plan document information


  • Associate's degree or equivalent from two-year college
  • Experience with Form 5500 and/or compliance testing
  • Knowledge of IRS and DOL regulations relating to qualified retirement plans
  • Strong computer skills with Microsoft Word, Excel, and CRM Database

What does a career with HK mean exactly? Check out our video at

We offer a competitive wage, benefits package, and advancement opportunities. EOE

How to Apply

Interested applicants should apply at

Visit our web site.

This ad has been viewed 1146 times. It expires on 4/10/2017.

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