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Compliance Coordinator

The Allocation Company, Inc.

in Telecommute / Houston TX

Logo for The Allocation Company, Inc.

Company Information

The Allocation Company is a retirement plan services firm headquartered in Houston, Texas with a national remote workforce.  TAC has been providing high quality retirement plan administration services since 1988.

TAC is now seeking candidates for the position of  Compliance Coordinator to support our Benefit Plan Consultants. The Compliance Coordinator will work on a team with other retirement plan professionals to support the service needs of our retirement plan clients and their investment advisors.

Objectives and Duties

  • Work with our Consultants on tasks that pertain to the annual compliance calendar 
  • Review items in regard to plan census, compliance reports, and annual filings
  • Work with Consultants on plan audits, and the information and documents that are requested
  • Document projects and responses within TAC Slack software, as well as, other software, Relius ASP, and FTWilliams
  • Monitor annual plan projects, calendars, and milestones
  • Work with Consultants to proactively request information and alert clients to plan operational and compliance matters
  • Work with Consultants to prioritize, research and resolve client questions related to technology, plan operation, compliance and other matters
  • Interact with advisors and other vendors to coordinate a high-quality client experience
  • Communicate annual plan compliance results and annual tax filings
  • Work with Consultants regarding plan amendments, plan restatements and plan terminations.

Employment Requirements

  • 2+ Years Retirement Plan Experience
  • Experience in Retirement Plan Administration and Recordkeeping is a plus, but not required
  • Certifications through ASPPA, including QKA or equivalent—or must be willing to work towards retirement plan credentials

Employment Benefits

  • 401(k) Plan 
  • 15 days of Accrued Paid Time Off

How to Apply

Please contact Margaret Tarsinos at margaret@allocationcompany.com

No Calls, Emails only


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