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Compliance Analyst

The Retirement Advantage, Inc.

in Telecommute

Logo for The Retirement Advantage, Inc.


Provide timely and accurate compliance and government form production to support clients to TRA's Defined Contribution Plan Clients and internal Client Relationship Managers. Partner with TRA Internal Sales and external Plan Advisors, to satisfy the needs of our Plan Sponsors.


  • Oversee compliance activities for assigned Defined Contribution and Defined Benefit clients by executing compliance work and Form 5500 production to ensure accurate and timely plan administration. Production focus will be on plans determined to have a Tier IV complexity
  • Communicate the compliance testing results timely and effectively, with consideration for Plan design needs to group of assigned plans. Assist Client Relationship Managers with email and phone call support as needed
  • Provide compliance production support for TRA client base, including but not limited to: ADP/ACP, coverage, top heavy testing, allocations and Form 5500 production to ensure accurate and timely plan administration
  • Communicate timely, effectively, and professionally both internally and externally
  • Assist in researching uncommon or complex administrative or consultative topics
  • Serve as a Subject Matter Advisor (SMA) and as a Plan Provider Advisor (PPA)
  • Assist with Plan and Service terminations
  • Offer recommendations for improvement in processes and procedures
  • Maintain awareness of the laws, regulations, internal policies and procedures for this position
  • Outstanding TRA Corporate Citizen, dedicated to maintaining TRAs reputation at all times in the communities we touch
  • Perform other job related duties and special projects as assigned


  • Show proficiency at Compliance Analyst III position including compliance work for plans with Tier III complexity
  • College Degree preferred
  • Strong organizational and problem solving skills, with the ability to track multiple tasks and issues, set goals and prioritize tasks in a fast paced environment
  • Strong communication skills, both written and verbal
  • Must be mature and dependable
  • Strong computer literacy, including Excel, Word, and Adobe, and basic to intermediate understanding of Relius and ftWilliams
  • Must be able to work both independently and with direction
  • ASPPA QKA or ERPA designation, or approved equivalent, required
  • Completion of Kravitz Cash Balance Consultant Certification program within 6 months of accepting position

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