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Compliance Analyst

Empower Retirement

in Greenwood Village CO / WI / Telecommute

Empower Retirement

The Compliance Analyst is responsible for the successful compliance management and delivery of compliance services for block of business. Understands regulation requirements for compliance services, participates training, communication of compliance administration topics to clients.

RESPONSIBILITIES

  • Responsible for the successful compliance management and delivery of compliance services for a block of business, participates in training, communication of compliance administration topics to clients, and may include institutional business partners.
  • Maintains all necessary systems related to assigned block of business, including Compliance Access Database, Excel tracking spreadsheets, testing and government forms preparation software and other systems as deemed necessary.
  • May assist with the development and maintenance of the specific compliance systems and tools for compliance department.
  • Other duties as assigned but not limited to the following: serving as committee leader for the purpose of establishing department level procedures; overseeing compliance and consulting service model to a block of business; and department lead for any ongoing and/or specific company initiatives or system enhancements.

EDUCATION

  • Bachelor’s Degree in Business, Finance or related field or equivalent work experience

QUALIFICATIONS

  • Minimum two (2) years of compliance experience or equivalent work experience in related field
  • Minimum two (2) years experience working with retirement plans
  • Requires full knowledge of own area of functional responsibility related to compliance services
  • Exercises judgment within defined procedures and ability to determine appropriate action
  • Excellent customer service skills
  • Advanced excel and working knowledge of access preferred
  • Knows when escalation is required

How to Apply

Please email resume to Benji Goodrich, benjamin.goodrich@empower-retirement.com


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